Employee TradeSphere

The Benefits:

• Lower compliance costs enabled by "One stop shop"- Automated solutions from one partner, all with case management and audit trails;
• Time gain- Less on-site time by regulators, less time for the annual review, less overhead due to work automation and less time for the arduous and daunting tasks of gathering, organizing and analyzing data;
• Reduced regulatory and fiduciary risks because our system minimizes surprises and losses;
• Competitive advantages in asset gathering and retention- Investors enjoy enhanced trust, comfort and confidence during due diligence efforts due to the independence of our system.

Employee TradeSphere^TM

ETS Professional^TM-web-based employee pre-trade clearance, automated trade surveillance and online certifications/attestations with tracking, including exception alerts, audit trails, automated data feeds from BDs, on-demand reporting, case management and multiple restricted and watch lists capabilities.

ETS Premiere^TM-all the features of ETS Professional™ plus real time data flow, unusual activity alerting, detection of mis-use of non-public information in your company's domain and includes the global security master file.

ETS Global Premiere^TM-all of the features of ETS Premiere™ plus MarketACE™----automated employee trade matching with global market events and trends, including corporate insider trading, corporate actions and corporate performance, among others.

ETS Enterprise^TM-all of the features of ETS Global Premiere™ plus DataMetrix™----on demand delivery of your enterprise data for further analysis.

 

© 2008 Financial Tracking Technologies, LLC

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